-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TEbaSn3XcDUmXOVivPqvHW36bbVSWkl8diz/ryMvBzXZE9XKh7ZZmLKfU4N+NsOg Y1Mskv097e8U1w+ATTn63w== 0000928816-97-000225.txt : 19970716 0000928816-97-000225.hdr.sgml : 19970716 ACCESSION NUMBER: 0000928816-97-000225 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970715 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TOTAL TEL USA COMMUNICATIONS INC CENTRAL INDEX KEY: 0000034497 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 221656895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-11039 FILM NUMBER: 97640843 BUSINESS ADDRESS: STREET 1: 150 CLOVE RD CITY: LITTLE FALLS STATE: NJ ZIP: 07424-049 BUSINESS PHONE: 2018121100 MAIL ADDRESS: STREET 1: 150 CLOVE ROAD CITY: LITTLE FALLS STATE: NJ ZIP: 07424-0449 FORMER COMPANY: FORMER CONFORMED NAME: FARADYNE ELECTRONICS CORP DATE OF NAME CHANGE: 19920223 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TOTAL TEL USA COMMUNICATIONS INC CENTRAL INDEX KEY: 0000034497 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 221656895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 150 CLOVE RD CITY: LITTLE FALLS STATE: NJ ZIP: 07424-049 BUSINESS PHONE: 2018121100 MAIL ADDRESS: STREET 1: 150 CLOVE ROAD CITY: LITTLE FALLS STATE: NJ ZIP: 07424-0449 FORMER COMPANY: FORMER CONFORMED NAME: FARADYNE ELECTRONICS CORP DATE OF NAME CHANGE: 19920223 SC 13D 1 UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* TOTAL-TEL USA COMMUNICATIONS, INC. - -------------------------------------------------------------- (Name of Issuer) COMMON STOCK - $.05 PAR VALUE - -------------------------------------------------------------- (Title of Class of Securities) 89151T 10-6 - -------------------------------------------------------------- (CUSIP Number) KEVIN A. ALWARD 201-812-1100 c/o TOTALTEL, INC. 150 CLOVE ROAD, LITTLE FALLS, NJ 07424 - -------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) OCTOBER 10, 1996 ------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of rule 13d-1(b)(3) of (4), check the following box.[BOX OMITTED] Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D CUSIP NO. 89151T 10 6 Page 2 of 5 Pages ----------- ----- ----- - -------------------------------------------------------------------------------------------------------------------------- NAME OF REPORTING PERSON KEVIN A. ALWARD S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SS# ###-##-#### |1| - -------------------------------------------------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER GROUP (a) [BOX OMITTED] |2| N/A (b) [BOX OMITTED] - -------------------------------------------------------------------------------------------------------------------------- SEC USE ONLY |3| - -------------------------------------------------------------------------------------------------------------------------- SOURCE OF FUNDS PF;SC |4| - -------------------------------------------------------------------------------------------------------------------------- CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [BOX OMITTED] |5| - -------------------------------------------------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION |6| USA - -------------------------------------------------------------------------------------------------------------------------- SOLE VOTING POWER 322,450 * * INCLUDES UNEXERCISED OPTIONS TO PURCHASE 221,000 SHARES OF WHICH AN OPTION TO PURCHASE 40,000 SHARES IS NOT |7| CURRENTLY EXERCISABLE NUMBER OF --------------------------------------------------------------------------------------------- SHARES |8| SHARED VOTING POWER BENEFICIALLY N/A OWNED BY --------------------------------------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 322,450 * REPORTING PERSON |9| *INCLUDES UNEXERCISED OPTIONS TO PURCHASE 221,000 SHARES WITH OF WHICH AN OPTION TO PURCHASE 40,000 SHARES IS NOT CURRENTLY EXERCISABLE -------------------------------------------------------------------------------------------- |10| SHARED DISPOSITIVE POWER N/A -------------------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 322,450 * |11| * INCLUDES UNEXERCISED OPTIONS TO PURCHASE 221,000 SHARES OF WHICH AN OPTION TO PURCHASE 40,000 SHARES IS NOT CURRENTLY EXERCISABLE - -------------------------------------------------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [BOX OMITTED] |12| - -------------------------------------------------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |13| 9.67% - -------------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON |14| IN - --------------------------------------------------------------------------------------------------------------------------
Item 1. Security and Issuer TOTAL-TEL USA COMMUNICATIONS, INC. Common Stock $.05 PAR Value Chairman and CEO Warren H. Feldman 150 Clove Road, 8th Floor Little Falls, NJ 07424 Item 2. Identity and Background (a) Kevin A. Alward (b) 150 Clove Road, 8th Floor Little Falls, NJ 07424 (c) President and COO of Total-Tel USA Communications, Inc. 150 Clove Road, Little Falls, NJ 07424 (d) N. A. (e) N. A. (f) US Item 3. Source and Amount of Other Consideration
Date # Of Shares Total Cost ---- ----------- ---------- Purchases 8-31-93 5,500 $ 11,875 11-05-93 17,600 104,000 6-23-94 1,650 13,125 12-30-94 7,200 63,900 8-08-96 500 8,250 Options Exercised 2-03-97 7,500 7,671 2-03-97 6,500 12,941 3-26-97 35,000 35,798 3-26-97 20,000 39,818 ------- -------- Subtotal 101,450 $297,378 Unexercised Options Date of # of Price Per Currently Currently Un- Grant Shares Share Exercisable exercisable ------- ------ --------- ----------- ------------ 1986 Plan 4-02-92 6,500 $ 1.9909 6,500 11-03-92 12,500 $ 1.0228 12,500 11-03-92 22,000 $ 1.9909 22,000 5-14-93 77,000 $ 2.2727 77,000 2-17-94 33,000 $ 7.2727 33,000 1-12-95 30,000 $ 8.7500 30,000 ------- ------- 181,000 181,000 ------- ------- 1996 Plan 4-15-97 40,000 $ 14.50 40,000 ------- ------ Total 221,000 181,000 40,000 ------- ------- ------ All of the above purchases were from personal funds, except for the borrowing of $100,000 from the subject company for the November 5, 1993 purchase of 8,000 shares.
Item 4. Purpose of Transaction The securities were purchased for reporting person's investment account and to provide a proprietary interest in the subject company in which he serves as an executive officer and director. (a) - (h) - Not applicable Item 5. Interest in Securities of the Issuer (a) 322,450 * Common Stock, $ .05 Par Value, or 9.67% of outstanding Common Stock (b) 322,450 * Common Stock, $ .05 Par Value, sole voting power and sole power to dispose of shares. (c) An option to purchase 40,000 shares of the subject company was granted to the reporting person under the 1996 Stock Option Plan. (d) - (e) Not applicable * The foregoing amount includes unexercised options to acquire an aggregate of 221,000 shares of Common Stock of which an option to acquire 40,000 shares in not currently exercisable. Item 6. Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer None other than the unexercised options set forth in Item 3 above. Item 7. Material to be filed as Exhibits None. Signature After a reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 11, 1997 /S/ KEVIN ALWARD -------------------- ------------------ Date Signature Kevin A. Alward, President & CEO -------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----